Abstract:
Homosexual rape is generally perceived as a common occurrence in male
prisons. On the contrary, studies show that inmate involvement in sexual
acts within the confines of prisons varies greatly. Nevertheless, sexual
contact, although prohibited, still occurs in prisons. Sexual activity is
also most consensual. Ironically, even prisoners subscribe to the myth of
pervasive sex in correctional institutions. The results of a survey of
prisoners' sexual activity in a Delaware prison are analyzed.
Full Text:
COPYRIGHT 1995 Sage Publications, Inc.
Prison narratives, mass media and conclusions
drawn from institutional research have fostered a perception of widespread
"homosexual rape" in male penitentiaries. However studies of sexual
contact in prison have shown inmate involvement to vary greatly. To
explore the nature and frequency of sexual contact between male inmates in
a Delaware prison, the authors administered a survey of sexual behavior
Respondents were questioned extensively about sexual activities that they
engaged in, directly observed, and heard about "through the grapevine"
prior to their entry into a prison treatment program. Findings indicate
that (a) although sexual contact is not widespread, it nevertheless
occurs; (b) the preponderance of the activity is consensual rather than
rape; and (c) inmates themselves perceive the myth of pervasive sex in
prison, contradicting their own realities.
There is an unspoken ridicule of inmates who
engage in sex today more than in the '70s and '80s. Sex still goes on in
here. People I know don't use protection because it's not available.
People are knowledgeable [about HIV] but still have sex.
Years ago it was normal to have sex, blow
jobs, with other inmates even if you were not homosexual. Today if you do
this, others consider you a fag. Most people that do it are lifers 'cause
they don't care. No rapes without a condom. Just like on the streets; you
can get sex anytime if you have money.
Anecdotal accounts of prison life have
invariably depicted the routine occurrence of rape and consensual sex
behind prison walls. Several investigations of these allegations have
revealed that sex in prison, although prohibited, is a reality (Siegal,
1992). What is unclear, however, is the nature and frequency of inmate
sexual activity. Our perceptions of sex in prison may be assimilated
through media stories. Recall the sex scandal in a Georgia prison where 14
employees, including a deputy warden, were indicted for having sex with
female inmates-an episode of prison misconduct where force of a
psychological rather than a physical nature powered the abuse (Curriden,
1993). Another report accused Marion Barry, mayor of Washington, DC, of
engaging in oral sex in a crowded prison visiting room while serving time
for possession of cocaine. It was alleged that Barry's visitor was a
prostitute (Nichols, 1992). More often than not, incidents of sexual
aggression such as these are regarded as indicators of widespread rape
throughout jail and prison systems. For example, in 1993 the New York
Times ran an article titled "The Rape Crisis Behind Bars" that discussed
the entrenched tradition of rape in prison and went on to characterize
prisons as training sites for rapists (Donaldson, 1993, p. A 11). These
assumptions, for the most part, have not been challenged.
Nonetheless, examinations of the actual
incidence of sex in prison have shown frequencies of prisoner involvement
to vary greatly. Some document the frequent occurrence of sex in persons,
concluding that rape in prison is "rampant" (Weiss & Friar, 1974) and that
sexual assaults are "epidemic" (Davis, 1968, p. 9). On the other hand,
some researchers have found consensual sex in prison to be relatively
infrequent, and sexual assaults are purported to be extremely rare.
Studies report proportions of males admitting to being raped in prison to
range from less than 1% Lockwood, 1980, p. 87; Tewksbury, 1989b, p. 38) to
41% (Wooden & Parker, 1982, p. 134). Accounts of overall sexual contact
between male inmates, which can include consensual activity and/or acts of
aggression, have been found to fluctuate from 19.4% (Tewksbury, 1989b, p.
35) to more than 90% (Barnes & Teeters, 1959, P. 373(1); Wooden & Parker,
1982, p. 126).
Charges of sexual brutality have at times
prompted investigations of rape in men's penitentiaries and jails. Sex is
forbidden in prison so that correctional officials can fulfill their
objective of a safe and secure environment. However, sex may become an
important commodity in prison; where there is material deprivation, sex
can fuel an underground economy (Silberman, 1994). As such, the potential
for violence surrounding these activities is vast. Additionally, rape and
the threat of rape increase fear about masculinity and lead to
compensatory aggressive displays of manhood (Irwin, 1980). General studies
of sexual assault appear to conclude that most male victims of rape are
indeed inmates rather than their non-incarcerated counterparts (Lipscomb,
Muram, Speck, & Mercer, 1992), further justifying investigations of sex
within prisons.
Consensual sexual activity among inmates has
been examined less frequently than has coerced sex. Studies of sex between
"homosexuals" in prison have taken the perspective that this type of sex
is either a social problem or a consequence of being institutionalized.
Prisoners have been said to "improvise" while in prison, as it is likely
that there is no possibility of heterosexual contact (Irwin, 1980).
However, few researchers have probed male-to-male sexual relationships
between caring sexual partners, perhaps because there is thought to be
little to no violence in this type of sexual contact; consensual sex is
seen as less of a threat to inmate or institutional security than is rape
and thus does not demand the attention of more violent behavior.(2)
Nevertheless, some examinations have found consensual sex to be a more
routine occurrence in prisons than are acts of rape, qualifying consensual
sex as a topic worthy of greater regard.
Now, well into the 1990s and surrounded by the
reality of HIV and AIDS in addition to the myriad of sexually transmitted
diseases, the study of sex in prison takes on a further significance. Thus
the importance of investigating prison sexual contact is to gain a better
awareness of the nature and frequency of sex in prison so that we are more
thoroughly prepared to safeguard prisoners from rape, other forms of
coercion, and disease and so that we can better deal with the issues of
consensual sex and condom distribution.
An early inquiry of sexual activities within
prisons was accomplished as part of the research for the well-known volume
Sexual Behavior in the Human Male by Kinsey, Pomeroy, and Martin (1948).
Inmates from penal institutions were included in the study but were
excluded in calculations of sex frequency rates because the researchers
felt inmates were in a "special situation" with regard to their unusual
state of deprivation. However, the researchers did make several deductions
with regard to sex in prison. They inferred that although there is
opportunity in prison for outlets such as masturbation, nocturnal
emission, and homosexuality, "the sum total of sexual activity is very
much below that found in similar groups outside of an institution" (Kinsey
et al., 1948, p. 210).
Going further, they explained, while it is in
actuality a fact that a high percentage of them do become involved in such
activity after they have been in a penal institution for some length of
time, neither the homosexual nor masturbation ever provides any frequent
outlet for more than a small proportion of a
prison population. (p. 529) Kinsey and his colleagues were suggesting that
although many prisoners experience some form of sex while in prison (they
would later estimate that this could be as high as 90% of inmates), it is
not typically a recurrent activity for most.
Focusing on sexual aggression, Davis (1968)
conducted a 26-month examination of the Philadelphia prison system. He
reported that of 3,304 inmates interviewed, 97 had been sexually
victimized. These 97 victims disclosed a total of 156 sexual assaults
(including 55 attempts or coercive solicitations to commit sexual acts)
that could be documented through records, polygraphs, and/or other
corroborations. Because it was perceived that these findings were only the
tip of the iceberg" (p. 11), Davis and his investigative committee made
the "conservative estimate that the true number of assaults in the
26-month period was about 2,000" (p. 13).
Also examining sexual aggression in prison,
Lockwood (1980) interviewed 107 inmates in a New York State prison
facility who were considered targets of sexual aggressors. Targets were
those who were thought to have been previously sexually assaulted,
threatened, or intimidated while in prison. One third of the targets were
selected by staff, one third were selected from protective custody, and
one third were selected from a random sample of the entire population.
Results indicated that of all the aggressive incidents that the targets
reported to have occurred at some time in their institutional custody,
only 8% were sexual assaults. With regard specifically to the random
sample, only one inmate from this group was found to have been a victim of
a sexual assault.
Wooden and Parker (1982) conducted a
comprehensive study of inmates' sexual experiences throughout their
current incarceration periods in a California prison. The researchers
received a total of 200 completed questionnaires from inmates from a
random sample of 607) and determined that 65% had had at least one sexual
encounter while in prison. Of the sample, 14% acknowledged having been
victimized including 41% of the homosexuals, 9% of the heterosexuals, and
2% of the bisexuals. The authors found the frequently used term homosexual
rape to be inaccurate; they concluded that it is the heterosexual and
bisexual inmates who are the instigators of sexual violence
Additionally, a supplementary questionnaire
was given to a nonrandom sample of 80 self-identified homosexuals. Of
these inmates, 95% reported having performed oral sex and 98% reported
having been anally penetrated while in prison (p. 126). Sexual pressure
was reported by 53% of this inmate sample, and more than 40% in this group
had been forced to have sex during their incarcerations (p. 134).
Federal prisoners' sexual experiences were
studied by Nacci and Kane (1983). A total of 330 males who had been
selected randomly from among 17 federal institutions were interviewed. Of
the respondents, 12% claimed to have had sexual contact in their present
institutions (average time served = approximately 20 months). When asked
whether they had had a homosexual experience in prison, 30% of the inmates
responded that they had. However, questions relating specifically to
sexual aggression revealed much smaller incidence rates. Only 2 inmates
(0.6%) claimed to have been victims; one had been raped (defined as oral
sodomy) and one was forced to perform an undesired sex act.(3)
Sexual incidence in an Ohio prison was studied
by Tewksbury (1989b). The majority of the inmate respondents were
recruited from the prison's college program. Of the 150 participants who
returned completed questionnaires, 19.4% reported having had sexual
contact with at least one other inmate while in prison during the
preceding year. Regarding coercive sex, 92.6% claimed to never have been
approached in a forceful or threatening manner, and no inmate admitted to
having been raped in prison. When inmates were asked to estimate
frequencies of sexual activities in prison, their estimates were much
higher than the self-reported incidence rates. For example, respondents
estimated that 14% of the prison's inmates had been raped while in prison.
Of late, only a handful of studies have
ventured into the we of sex in prison. Those researchers who are examining
sexual incidence within institutions are doing so for the purpose of
investigating the issue of HIV/AIDS among inmate populations. For example,
an alleged high incidence of sex among male Scottish prisoners along with
concern over HIV transmission led to an examination of sexual activity
within Scottish prisons. A total of 559 male and female inmates were
interviewed out of a random stratified sample drawn from eight penal
establishments. Results indicated that 1 man and 3 women reported having
had sex while incarcerated. In addition to fear of reporting, the low
rates of sexual activity were attributed to the unacceptability of anal
intercourse in Scotland and the predominantly single-cell occupancy of
Scottish prisons (Power et al., 1991).
Cooley (1993) measured sexual assault in an
effort to estimate the personal and property victimization rates of
inmates in five Canadian federal prisons. A questionnaire was administered
to a random sample of 117 males who had been incarcerated at least 1 year
prior to the interviews. It was revealed that 55 inmates had experienced
at least one type of victimization, totaling 107 incidents over a 12-month
period. However, of these 55 inmates, only 1 reported a victimization that
was sex related.
Overall, analyses of sexual activity in
prisons have been inconsistent and inconclusive. In general, when low
rates of sexual contact are found, it has been resolved that the actual
incidence is likely much greater, based on the assumption that much
underreporting is occurring. On the other hand, when high rates of sexual
activity are reported, one must be cognizant of the methodological
dilemmas that accompany sex in prison research.
METHODOLOGICAL PROBLEMS
To a great extent, the reason for the
inconclusive nature of prison sex studies is due to the many
methodological difficulties of researching sex in prison. The major
drawback is one of accuracy in reporting. Prisoners may underestimate the
incidence of sex because they are concerned with possible repercussions
from inmates and correctional officers. They may be embarrassed to admit
engaging in sex with others males for fear of being labeled as weak or
gay, and they may fear the possibility of punitive measures. Even worse,
admitting to having been raped in prison goes against the inmate code
whereby status and power are based on domination and gratification (Wooden
& Parker, 1982).
To eliminate the potentially negative
consequences of self-reporting, official prison records can be reviewed
for prior institutional sex offenses. These reports can also be used to
validate or compare self-reported information. However, most sexual
incidents are not officially recorded, limiting the accuracy of prison
records. For example, Davis (1968) reported that of 2,000 sexual incidents
that were estimated to have taken place in the Philadelphia prison system,
only 40 resulted in internal discipline. Cooley (1993) noted that merely
9% of all 107 criminal victimization occurrences (which included only 1
sexual assault) had been reported to prison officials.
Possibly the most perplexing methodological
issue in examining sex frequency and sex type among inmates involves the
definitions of the sex-related incidents one is trying to measure. A large
majority of studies do not make any effort to define the sexual
terminology either to the inmates who are being interviewed or to the
readers who must interpret the researchers' findings. Some analyses have
measured rape in the broadest sense, as any act of coercion. Other studies
break down these acts of coercion into categories such as forcible rape,
sexual assault, sexual aggression, sexual solicitation, and attempted
sexual acts. Perhaps even more damaging, researchers have failed to
distinguish between consensual acts and acts of rape (Eigenberg, 1989).
However, consensual sex is difficult to measure and consequently is
difficult to define. The problem is that some sexual activity may appear
consensual although an inmate may actually be coerced into participating
only because he feels that there are no other alternatives. As a result,
these two dissimilar types of sex, consensual and nonconsensual, have
often been grouped together for analyses. This has no doubt added to the
difficulty of assessing the true nature and incidence of sex in prisons.
Definitional ambiguity of sexual terminology
has indeed been found to be a problem for inmates as well. In one study,
10% of the prisoners who were interviewed about their sexual experiences
in prison were unsure whether they had ever been forced to have sex during
their periods of incarceration (Wooden & Parker, 1982). Although it proves
difficult to define the various sexual measures, an attempt must be made
to clarify the terminology so that the research can become more accurate.
Great variability in population and sample
selection has also hindered the comparability and generality of rates of
sexual activity in prisons. Many researchers have interviewed only known
homosexuals or inmates identified by correctional officers or other
inmates as having been previously victimized. Unfortunately, these samples
may incorrectly assess the occurrence of sexual activity, which in most
cases would result in overestimating sexual frequency. For example, Wooden
and Parker (1982) reported a very high sexual incidence rate, finding that
65% of their sample had experienced sexual contact while in prison.
However, the prison from which the sample was chosen housed what the
California Department of Corrections determined to be the state's
"effeminate homosexuals" and "vulnerable heterosexual youngsters" (p.
9).(4)
The present study attempts to improve on these
methodological obstacles. Moreover, it is the first look at the nature and
frequency of sexual activity in a sample of Delaware prisoners. For this
examination, we were in the unique situation of interviewing the male
inmates in a prison-based therapeutic community (TC) with whom our
interviewing staff had established excellent rapport.(5) This likely
promoted greater honesty in responses. Further, these prisoners were asked
not about sexual activities in their current TC but about sexual
activities that they may have heard about, seen, or participated in when
they were part of the general prison population.(6) Therefore, the
respondents were separated from and had no further contact with the vast
majority of the inmates about whom they were reporting. This should
improve on some of the previous reporting problems researchers have had
with prisoners who feared that other inmates or correctional officers
would have access to their interviews.
METHODOLOGY
In March and April 1994, voluntary interviews
were conducted with male inmates in a medium-security Delaware prison who
were part of the facility's treatment program for drug abusers. All of the
106 TC inmates who had been in the program longer than 30 days were
eligible for this study and were contacted for interviews. A total of 101
inmates were willing participants and were ultimately interviewed. All
inmate accounts were credited with $5 approximately 3 weeks after the
interviews. Respondents were guaranteed of the confidential nature of the
interviews and were assured that their status in the TC program would not
be affected by either participation or nonparticipation in this project.
Respondents' mean number of times having been
incarcerated was 3.6, and they had spent an average of 69.6 months
(lifetime) incarcerated. Inmates had been living in the prison TC an
average of 10.8 months. The average age at the time of the interview was
29.6 years. The vast majority (92%) of the respondents were African
American, 5% were White-Anglo, and 3% were Hispanic.(7)
Data were also gathered on the respondents'
sexual histories. The age at which respondents reported their first
voluntary sexual experiences was at a mean of 12.3 years. Almost 11 % of
the respondents reported having been forced to have sex as children. The
average number of lifetime sexual partners was 53, with a median of 25.
Although all of the respondents classified themselves as heterosexual, 5%
did admit to having at least one sexual experience with another man during
their lifetimes.
Survey questions were conceived primarily to
assess sexual activities among inmates and the respondents' personal
sexual experiences while in prison. Again, respondents were asked not
about sexual activities within their current environment but about sexual
activities that they may have heard about, seen, or participated in while
living within the general prison population during the year before
entering the TC. Secondary topics included respondents' incarceration
histories, early sexual experiences, and previous drug treatment
experiences.
Sexual terms were defined for the respondents
as follows.
Rape: oral or anal sex that is forced
on somebody.
Attempted rape: a failed effort at
forcing somebody to have oral or anal sex.
Consensual sex: oral or anal sex that
is agreed on before the act takes place.
The benefit of defining the sex terms for the
respondents was to maintain consistency in their responses. As discussed
previously, delineating consensual sex from forced sex can be a
complicated endeavor. Sexual alliances between inmates that appear to be
of a consenting nature -- as there are no signs of physical force and/or
it is an ongoing relationship -- may prove to be coerced. Our definitions
attempt to help the respondents differentiate between consensual and
coerced acts. Still, inmates may be unaware that some of the seemingly
consensual acts are actually committed out of fear, threat of
repercussion, or for gain. And this may be common. Bowker (1980) explains,
"One must wonder how many so-called consensual homosexuals would never
have engaged in this behavior were it not for having been raped or
threatened with rape and exposed to the examples of other rape victims"
(p. 15). We do acknowledge that the consensual sex reported by our
respondents may instead be situations of sexual exploitation. However, to
better ascertain the nature of the complex sexual interactions that occur
between inmates, a qualitative or an ethnographic methodology involving
detailed interviewing techniques (which were beyond the scope of this
examination) would be required. As an exploratory study, we were concerned
essentially with separating forced acts from consensual am as so discerned
by the respondents.
One further note on the methodology is with
regard to the prison population to which our subjects refer in their
responses. Respondents are in most cases referring to personal
observations or sexual activities that they heard about from inmates with
whom they were previously housed. This general area of the prison, where
the majority of the respondents were housed prior to entering the TC
program, had a population of approximately 1,250 inmates. The racial
composition of this population was 67% African American, 27% White, and 6%
other (primarily Hispanic).
FINDINGS
CONSENSUAL SEX
Just over half (51.5%) of respondents reported
ever having heard, by word of mouth from other inmates or from
correctional officers, of consensual sex taking place during their
previous year of imprisonment prior to entering the TC (see Table 1). We
had anticipated that consensual sex would have occurred on a more regular
basis, but a substantial percentage (35.6%) had never heard of consensual
sex occurring during that previous year. We had expected sex-related
gossip and rumors to abound in a prison setting, resulting in a greater
percentage of inmates having at least been aware of consensual sex.
Nevertheless, as made apparent by the large mean of 29.51, there were a
number of inmates who reported hearing about consensual sex more than 20
times-some even hundreds of times..
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